Paul McIntyre, AIF™, CEPA™

View or Download Paul McIntyre Profile (ADV2b) 

Experience:

Paul McIntyre is the Founder of NAMCOA and serves as its Chief Compliance Offcer.  His experience includes working with individual investors and business owners in relationship to their portfolios, investment suitability, product due diligence and insurance product needs analysis. He has supervised registered representatives as a compliance officer for over twenty-five years.
 

Background:

• Chief Compliance Officer: NAMCOA - Naples Asset Management Company, LLC, a SEC registered investment adviser; 2003 to present.
• Chief Compliance Officer: MSC-BD, LLC, a FINRA member broker/dealer; 2003 to present.
• Registered Principal and Representative: Various Broker Dealers and Wire houses.

Licenses and Earned Designations:

• FINRA Series 7, 24, 63, 65, 99
• Oregon, Georgia and Florida Life and variable contracts licenses.
• CFM (Certified Financial Manager), Donald T Regan School – Merrill Lynch 1980
• CIMC (Certified Investment Management Consultant) - IMCA 1999
• CRC (Certified Retirement Counselor) International Foundation for Retirement Education 2003
• CRA (Certified Retirement Administrator) International Foundation for Retirement Education 2003
• PPC (Professional Plan Consultant) Center for Fiduciary Studies, fi360.com 2016
• AIF (Accredited Investment Fiduciary) Center for Fiduciary Studies, fi360.com 2016
• Oregon, Georgia and Florida Real Estate Licensed  2002
• CEPA™  -  Certified Exit Planning Advisor Credentialing Program 2022